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All FAQs in category "...Roth 401k".
  1. Am I eligible for a thinkorswim ACH?
  2. Are there additional forms required to set up an ACH for an IRA account?
  3. Are there advantages of an Individual 401(k) over a standard Profit Sharing or Money Purchase Pension plan?
  4. Are there any Internet Service Providers that won't support your software?
  5. Are there any charges and/or penalties for ACH's that are reversed?
  6. Are there any restrictions on stock certificates accepted by thinkorswim?
  7. Are there any testing requirements for a SIMPLE IRA?
  8. Are there any vesting requirements?
  9. Are there benefits to using Autotrade rather than making the trade myself?
  10. Can I ACAT my personal account from the other broker dealer into my corporate account with thinkorswim, Inc. and vice versa?
  11. Can I access past account statements?
  12. Can I borrow funds from my IRA?
  13. Can I borrow money from a thinkorswim limited margin IRA?
  14. Can I change my Roth contribution in my 401k to a pre-tax contribution?
  15. Can I choose the option exchange that I route a trade to?
  16. Can I close a position before the newsletter provider recommends that I do so?
  17. Can I combine my Conversion and Contribution Roth IRAs?
  18. Can I contribute to a Roth IRA and a Traditional IRA?
  19. Can I designate my entire contribution as a Roth contribution in my Roth 401k?
  20. Can I establish an Individual 401(k) if my business has employees?
  21. Can I fax you the form if the transfer is changing beneficial ownership?
  22. Can I fund my account by transferring money between thinkorswim accounts?
  23. Can I fund my personal account with my corporate monies?
  24. Can I have a joint account in an IRA?
  25. Can I have a private placement in my IRA?
  26. Can I have more than one bank account linked to my brokerage account?
  27. Can I have multiple ACH's on file?
  28. Can I have multiple IRA accounts?
  29. Can I have the same login name and password for my IRA as my non-IRA account?
  30. Can I link my accounts?
  31. Can I make additional contributions to my Inherited IRA?
  32. Can I move funds from a qualified retirement plan to a traditional IRA?
  33. Can I open a 403b at thinkorswim?
  34. Can I place orders over the phone?
  35. Can I roll over my existing 401K into a thinkorswim IRA?
  36. Can I rollover my 401k directly into a ROTH IRA?
  37. Can I set up all my thinkorswim accounts with an ACH for the same bank account?
  38. Can I set up recurring monthly withdrawals or deposits using the ACH?
  39. Can I submit a temporary check with my application?
  40. Can I take out a loan against my individual 401k?
  41. Can I take out my contributions?
  42. Can I trade from any computer? Can I log into multiple computers at once?
  43. Can I trade futures in an IRA account?
  44. Can I trade futures or options on futures?
  45. Can I trade mutual funds?
  46. Can I transfer securities from another brokerage firm to fund my thinkorswim account?
  47. Can I use an Apple computer to run the trading software?
  48. Can foreign account holders set up an ACH if they have a US bank account?
  49. Can funds in another IRA be rolled over to a Roth IRA?
  50. Can we ACAT our joint account into my personal account or vice versa?
  51. Can you open an account if you're a Canadian citizen?
  52. Do Gainskeeper and the thinkorswim tax worksheet include commission charges?
  53. Do I need a Signature Guaranteed?
  54. Do I need to fax to you a copy of my most recent statement with the ACAT form?
  55. Do I need to have the thinkorswim website running to use the trading software?
  56. Do I need to send the originals if I am the beneficial owner on each account?
  57. Do employers have to contribute every year?
  58. Do we accept starter or temporary checks?
  59. Do you accept incoming ACH deposits?
  60. Do you have to be a US citizen to establish an ACH relationship?
  61. Do you provide a year end statement?
  62. Does thinkorswim charge for ACH transfers?
  63. Does thinkorswim deliver real time quotes?
  64. Does thinkorswim participate in the Customer Identification Program?
  65. Does thinkorswim provide tax advice for customers?
  66. Does thinkorswim track or record trade performances for newsletter providers?
  67. Explain the commissions on option spreads.
  68. How are Roth distributions taxed?
  69. How can I access my account statement?
  70. How can I fund my thinkorswim IRA?
  71. How can I reach you by phone?
  72. How can I transfer assets from existing retirement plans into my thinkorswim IRA?
  73. How can thinkorswim allow me to short options with such low account minimums?
  74. How do I calculate the margin on a short call or short put?
  75. How do I change my email address or other client information?
  76. How do I change my password?
  77. How do I change my screen resolution to accommodate the thinkorswim trading application?
  78. How do I change the default quantity settings on the trading software?
  79. How do I check my account balance?
  80. How do I confirm the two small deposits that were made to my bank account?
  81. How do I decide which IRA is right for me?
  82. How do I donate an IRA to charity or give as a gift?
  83. How do I download my tax worksheet?
  84. How do I download statement data?
  85. How do I enable email confirmations on my account?
  86. How do I exercise an option contract prior to expiration?
  87. How do I find out the status of my account application?
  88. How do I fund an account by rolling over from an employer retirement plan (i.e. 401k, 403b)?
  89. How do I fund an account using a wire transfer?
  90. How do I fund an account with a check?
  91. How do I fund my account?
  92. How do I get a quote?
  93. How do I increase the amount of RAM dedicated to the thinkorswim software?
  94. How do I install the thinkDesktop software?
  95. How do I know I am talking to someone who has a clue?
  96. How do I know that I am using the current version of the software?
  97. How do I know that I have been assigned on a short option?
  98. How do I make a trade?
  99. How do I open an FX account?
  100. How do I open an account with thinkorswim?
  101. How do I place orders with thinkorswim?
  102. How do I pull trade activity into my personal finance or tax preparation software (Turbo Tax, Gainskeeper, Quicken, Quickbooks, Money, etc.)?
  103. How do I reconcile my tax worksheet to my tax information from Penson?
  104. How do I recover a lost or forgotten password?
  105. How do I request a check or wire?
  106. How do I set up an ACH relationship?
  107. How do OCO orders work?
  108. How do email confirmations work?
  109. How do employees take money out of a SIMPLE IRA?
  110. How do employers establish a SEP?
  111. How do trailing stops work?
  112. How do you affirm that I can borrow a stock to short it?
  113. How does a SEP work?
  114. How does an ACAT transfer work?
  115. How does an IRA work?
  116. How does an individual ROTH 401k work?
  117. How is the tax worksheet calculated?
  118. How is the thinkorswim limited margin IRA different than my current thinkorswim IRA?
  119. How long can contributions continue?
  120. How long does it take to establish the ACH link between my bank and my TOS account?
  121. How many Education Savings Accounts may a child have?
  122. How much can an employer deduct?
  123. How much leverage will be offered to accounts?
  124. How much may be contributed to an Education Savings Account?
  125. How much of my IRA contribution is tax-deductible?
  126. How much should I spend per trade?
  127. How will I know if an Autotrade trade has been made in my account?
  128. How will I receive my monthly account statement?
  129. I am getting an error message about java or an incompatibility message shortly after I start the TOS program. How do I fix this?
  130. I completed the account application and downloaded the software. Now what can I do prior to funding?
  131. I did a rollover, return of excess contribution, or recharacterization in my IRA. Why did I get a 1099R showing a distribution?
  132. I get an error message when I try to download your trading software. Why?
  133. I have an IRA and a regular brokerage account. Can I sell the stock in my regular brokerage account and then immediately buy it in my IRA?
  134. I have funded my account. When can I start trading?
  135. I need my 5498 to file my taxes. Why don't I have it yet?
  136. I transferred securities from another firm or another tos account and there are some fields of the Tax Worksheet that do not have data for these securities.
  137. If I already have an account with thinkorswim, do I have to fill out new forms for the IRA?
  138. If I am a non-US citizen may I fund the account in a foreign currency?
  139. If I am a non-spouse beneficiary, can I just roll the IRA assets I inherit into an existing IRA account?
  140. If I am transferring between IRA accounts will I receive a 5498 Form to report the transfer to the IRS?
  141. If I do a recommended trade myself will thinkorswim Autotrade it?
  142. If I have an Individual 401k can I also make contributions into an IRA or ROTH IRA?
  143. If I make an early withdrawal from my traditional IRA before age 59½, do I pay a penalty?
  144. If I previously requested a locate on a stock for a short sale and the stock goes from Easy to Borrow to Hard to Borrow while I am short the stock will I be charged a short sale fee?
  145. If I purchase additional shares/contracts will thinkorswim Autotrade them?
  146. If I qualify for free high-speed internet, do I have to do anything?
  147. Important - Non Resident Alien accounts
  148. In the case of a Corporate or LLC account can the account be in the name of the General Partner?
  149. In what manner are trades executed?
  150. Is a roth 401k a new type of plan?
  151. Is there a holding period on incoming ACH deposits?
  152. Is there a minimum account size required to Autotrade?
  153. Is there an additional fee to use Autotrade?
  154. Legal Disclaimer
  155. May I continue to trade in my account while the transfer is in progress?
  156. May non-US citizens trade with thinkorswim and with what account types?
  157. My order was not executed on the CBOE. Why am I still being charged the ORF fee?
  158. My tax worksheet shows "#######" is some fields. What gives?
  159. Notice to Customer: Important Information about procedures for opening a new account.
  160. Please explain automatic exercise at expiration.
  161. Please explain each of the Autotrade allocation methods.
  162. Should I do an ACAT transfer to bring only money over?
  163. Should I submit an additional piece of paper if I do not have enough room to list the securities to be transferrred?
  164. The Tax Worksheet shows trades in amounts that are far greater than the size of my account. How do I get these corrected?
  165. The auto update progress bar stops moving or I am getting a general connectivity error. Why can't I login?
  166. The software is very slow, freezes, or crashes after I have been running it for a while. How do I fix this?
  167. The thinkorswim program appears distorted and does not display properly. What should I do?
  168. The website will not allow me to add an IRA account to my existing login. What do I have to do?
  169. There are some fields of the Tax Worksheet that do not contain data. Is it incomplete or not functioning properly?
  170. Uncovered short call options
  171. What IRA accounts can I trade futures in?
  172. What Risk Level(RL) and what is the thinkorswim forex position liquidation policy?
  173. What are Acceptable Deposits at thinkorswim?
  174. What are SEC Fees?
  175. What are Unacceptable Deposits at thinkorswim?
  176. What are catch-up contributions and how much can I put into my SIMPLE IRA?
  177. What are catch-up contributions and how much can I put into my Traditional IRA?
  178. What are the ACAT fees out of TD Ameritrade?
  179. What are the Future Symbols and Month Codes?
  180. What are the account minimums?
  181. What are the advantages of having a SIMPLE IRA?
  182. What are the allocations for Autotrade?
  183. What are the benefits of Profit Sharing Plans and Money Purchase Pension Plans to Employers?
  184. What are the benefits of making a conversion from a traditional IRA to a Roth IRA?
  185. What are the contribution limits for Money Purchase Pension Plans?
  186. What are the contribution limits for Profit Sharing Plans?
  187. What are the contribution limits for a SIMPLE IRA?
  188. What are the costs of trading forex?
  189. What are the debit and credit rates of thinkorswim?
  190. What are the differences between a profit sharing plan and a money purchase pension plan?
  191. What are the features of an Individual 401(k)?
  192. What are the fees for a thinkorswim IRA?
  193. What are the fees for establishing an individual 401(k)?
  194. What are the implications for my estate if I leave my investments in my IRA?
  195. What are the minimum requirements to run the thinkorswim trading software?
  196. What are the new contribution limits for IRAs, 401(k)s, and other retirement plans?
  197. What are the prerequisites to transfer funds between thinkorswim accounts?
  198. What are the requirements to open a Canadian Corporate Account?
  199. What are the requirements to open a Canadian Individual Margin Account?
  200. What are the requirements to open a Canadian Investment Club Account?
  201. What are the requirements to open a Canadian Joint Tenants In Common(TIC) Account?
  202. What are the requirements to open a Canadian Joint Tenants With Rights Of Survivorship (JTWROS) Account?
  203. What are the requirements to open a Canadian Partnership Account?
  204. What are the requirements to open a Non Resident Alien Corporate Account?
  205. What are the requirements to open a Non Resident Alien Individual Account?
  206. What are the requirements to open a Non Resident Alien Joint Tenants In Common (JTIC) Account?
  207. What are the requirements to open a Non Resident Alien Joint Tenants With Rights OF Survivorship (JTWROS) Account?
  208. What are the requirements to open a Non Resident Alien Limited Liability Corporation (LLC) Account?
  209. What are the requirements to open a Non Resident Alien Partnership Account?
  210. What are the requirements to open a Non Resident Alien Trust Account?
  211. What are the requirements to open a Non-Resident Alien Investment Club Account?
  212. What are the requirements to open a Resident Alien Corporate Account?
  213. What are the requirements to open a Resident Alien Custodial (UGMA or UTMA) Account?
  214. What are the requirements to open a Resident Alien Deceased Rollover IRA Account?
  215. What are the requirements to open a Resident Alien Deceased Roth IRA Account?
  216. What are the requirements to open a Resident Alien Deceased Traditional IRA Account?
  217. What are the requirements to open a Resident Alien Educational IRA Account?
  218. What are the requirements to open a Resident Alien Individual 401k account?
  219. What are the requirements to open a Resident Alien Individual Account?
  220. What are the requirements to open a Resident Alien Investment Club Account?
  221. What are the requirements to open a Resident Alien Joint Tenants In Common (JTIC) Account?
  222. What are the requirements to open a Resident Alien Joint Tenants With Rights Of Survivorship (JTWROS) Account?
  223. What are the requirements to open a Resident Alien Limited Liability Corporation (LLC) Account?
  224. What are the requirements to open a Resident Alien Money Purchase Pension Plan (MPP) Account?
  225. What are the requirements to open a Resident Alien Partnership Account?
  226. What are the requirements to open a Resident Alien Profit Sharing Plan (PSP) Account?
  227. What are the requirements to open a Resident Alien Rollover IRA Account?
  228. What are the requirements to open a Resident Alien Roth IRA account?
  229. What are the requirements to open a Resident Alien SEP IRA Account?
  230. What are the requirements to open a Resident Alien Simple IRA Account?
  231. What are the requirements to open a Resident Alien Sole Proprietor Account?
  232. What are the requirements to open a Resident Alien Traditional IRA Account?
  233. What are the requirements to open a Resident Alien Trust Account?
  234. What are the requirements to open a U.S. Citizen Corporate Account?
  235. What are the requirements to open a U.S. Citizen Custodial (UG/MA) Account?
  236. What are the requirements to open a U.S. Citizen Deceased Rollover IRA Account?
  237. What are the requirements to open a U.S. Citizen Deceased Roth IRA Account?
  238. What are the requirements to open a U.S. Citizen Deceased Traditional IRA Account?
  239. What are the requirements to open a U.S. Citizen Educational IRA Account?
  240. What are the requirements to open a U.S. Citizen Individual 401k account?
  241. What are the requirements to open a U.S. Citizen Individual Margin Account?
  242. What are the requirements to open a U.S. Citizen Investment Club Account?
  243. What are the requirements to open a U.S. Citizen Joint Tenants In Common(TIC) Account?
  244. What are the requirements to open a U.S. Citizen Joint Tenants With Rights Of Survivorship (JTWROS) Account?
  245. What are the requirements to open a U.S. Citizen Limited Liability Corporation (LLC) Account?
  246. What are the requirements to open a U.S. Citizen Money Purchase Pension Plan Account?
  247. What are the requirements to open a U.S. Citizen Partnership Account?
  248. What are the requirements to open a U.S. Citizen Profit Sharing Plan Account?
  249. What are the requirements to open a U.S. Citizen Rollover IRA Account?
  250. What are the requirements to open a U.S. Citizen Roth IRA account?
  251. What are the requirements to open a U.S. Citizen SEP IRA Account?
  252. What are the requirements to open a U.S. Citizen Simple IRA Account?
  253. What are the requirements to open a U.S. Citizen Sole Proprietor Account?
  254. What are the requirements to open a U.S. Citizen Traditional IRA Account?
  255. What are the requirements to open a U.S. Citizen Trust Account?
  256. What are the requirements to open an Australian Corporate Account?
  257. What are the requirements to open an Australian Individual Margin Account?
  258. What are the requirements to open an Australian Investment Club Account?
  259. What are the requirements to open an Australian Joint Tenants In Common (JTIC) Account?
  260. What are the requirements to open an Australian Joint Tenants With Rights OF Survivorship (JTWROS) Account?
  261. What are the requirements to open an Australian Limited Liability Corporation (LLC) Account?
  262. What are the requirements to open an Australian Partnership Account?
  263. What are the requirements to open an Australian Trust Account?
  264. What are the requirements to open an Individual Roth 401k for a Resident Alien?
  265. What are the requirements to open an Individual Roth 401k for a US Citizen?
  266. What are the rules for taking distributions from an Inherited IRA?
  267. What are the trading hours for stocks and options?
  268. What are thinkorswim's commission rates?
  269. What are thinkorswim's hours of operation?
  270. What are thinkorswim's policies with regard to system backups?
  271. What are your margin requirements for equities and equity options?
  272. What currencies are traded?
  273. What do I do if I can not find my question in these FAQs?
  274. What do I do if I need to set up a beneficiary IRA?
  275. What do you send to the IRS with respect to my trading activity?
  276. What does 'five years' mean?
  277. What does ACH stand for?
  278. What exchanges or ECNs does thinkorswim route to?
  279. What happens if I contribute too much to my IRA?
  280. What happens if my Internet connection is disrupted while I am logged into the thinkorswim software?
  281. What happens if my account does not have sufficient funds to put on a new trade?
  282. What happens to the assets that remain in the account after the beneficiary completes his/her education?
  283. What if I do not want to do the manual amending of the Tax Worksheet myself?
  284. What is Autotrade?
  285. What is IRS Form 5305-SEP?
  286. What is Standard Age of Majority for Uniform Transfer / Gift to Minors Account (UTMA/UGMA) ?
  287. What is a Bank ABA or Routing Number?
  288. What is a Limited Trading Authorization?
  289. What is a Money Purchase Pension Plan?
  290. What is a PFSI Account Number?
  291. What is a Profit Sharing Plan?
  292. What is a Roth IRA?
  293. What is a Savings Incentive Match Plan for Employees (SIMPLE) IRA?
  294. What is a Simplified Employee Pension (SEP) IRA?
  295. What is a Traditional IRA?
  296. What is a firewall and can I use the thinkorswim software if I am behind one?
  297. What is a letter of acceptance?
  298. What is a pattern day trader?
  299. What is a stock power?
  300. What is a thinkorswim limited margin IRA?
  301. What is acceptable Documentary Evidence for Entity Accounts?
  302. What is an Educational IRA?
  303. What is an IRA?
  304. What is an Individual 401k?
  305. What is an Inherited IRA?
  306. What is an OTC market?
  307. What is an eligible educational institution?
  308. What is forex?
  309. What is new in webBasedTrading?
  310. What is not allowed in a thinkorswim limited margin IRA?
  311. What is the Forex Rollover?
  312. What is the Options Regulatory Fee (ORF)?
  313. What is the amount of insurance protection on my account?
  314. What is the amount of the ORF fee?
  315. What is the contribution limit for an SEP?
  316. What is the daily cut off time for ACH requests?
  317. What is the deadline for depositing salary deferral contributions?
  318. What is the deadline to open a 401k or Roth 401k?
  319. What is the disadvantage of making a conversion from a traditional IRA to a Roth IRA?
  320. What is the maximum I can deposit to my account using my ACH on a daily basis?
  321. What is the minimum amount I can deposit in a thinkorswim IRA?
  322. What is the minimum amount for generating a dividend/interest check?
  323. What is the minimum deposit required to open an account?
  324. What is the minimum lot size?
  325. What is the normal execution time?
  326. What is the thinkorswim support number for FX?
  327. What is the title of my account?
  328. What is your DTC number (Broker Clearing Number)?
  329. What level of options trading will I be approved for?
  330. What lot sizes can I trade?
  331. What to expect when transferring your account?
  332. What trades are allowed in a thinkorswim IRA?
  333. What trades are prohibited in a thinkorswim IRA?
  334. What type of bank accounts are eligible for an ACH relationship?
  335. What type of products can I trade with thinkorswim?
  336. What types of orders does thinkorswim accept?
  337. What will I get to help with my forex trading reporting?
  338. What will I get to help with my futures trading reporting?
  339. When Are My Funds Available?
  340. When I try to download the thinkorswim trading software on my computer at work through a network I get an error message. What can I do?
  341. When are withdrawals tax-free or taxed?
  342. When can I expect to see the funds posted to my account?
  343. When can I expect to see the two small amounts deposited to my bank account?
  344. When can a SIMPLE plan be opened?
  345. When can distributions on a ROTH IRA start?
  346. When is the contribution deadline?
  347. When must I begin taking distributions from my traditional IRA?
  348. When must assets be distributed?
  349. When must contributions be made?
  350. When will I see the funds transferred after I submit the request?
  351. Where Do I Mail My Deposit?
  352. Where are forex contracts traded?
  353. Where can I find funds and banking information?
  354. Where can I find more information regarding the ORF fee?
  355. Where can I get a copy of thinkorswim's audited financial statements?
  356. Where can I get the FX software?
  357. Which IRA is better for me?
  358. Which Web Browsers can I use to access the secured client access site?
  359. Which autotrade service does thinkorswim recommend?
  360. Which employees must be included in a SIMPLE plan?
  361. Which newsletter providers are available for Autotrade?
  362. Who Do I Make My Check Payable To?
  363. Who can open an FX account?
  364. Who can open an Inherited IRA?
  365. Who is eligible to open an IRA?
  366. Who is eligible?
  367. Who is the final beneficiary?
  368. Who may contribute to a Education Savings Account?
  369. Who may have an Education Savings Account?
  370. Who provides real-time stock and option quotes for thinkorswim?
  371. Who should open an Individual 401(k)?
  372. Why are my username and password being rejected?
  373. Why consider a Roth Conversion in 2010?
  374. Why do I need a separate IRA for a private placement?
  375. Why has my online session timed out?
  376. Why is my 1099-B so high (or low)?
  377. Why trade Currencies?
  378. Will all of my mutual funds transfer properly?
  379. Will the Tax Worksheet alert me to possible Wash Sales?
  380. Will thinkorswim execute trades in Penny stock?
  381. Will thinkorswim give trading advice?
  382. Will thinkorswim sell or distribute any of the personal information I have provided while opening my account?


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